Form Type: 4

SEC EDGAR Link
Accession Number:0001062993-21-008258
Date:2021-09-01
Issuer: SOFI TECHNOLOGIES, INC. (SOFI)
Original Submission Date:

Reporting Person:

SOFTBANK GROUP CORP
1-7-1 KAIGAN
MINATO-KU TOKYO, M0 105-7537

Reporting Person:

DELAWARE PROJECT 10 L.L.C.
1 CIRCLE STAR WAY
4TH FLOOR SAN CARLOS, CA 94070

Reporting Person:

COMBES MICHEL
C/O SOFTBANK GROUP CAPITAL LTD
69 GROSVENOR ST LONDON, X0 W1K 3JP

Reporting Person:

CARNEIRO DE MEDEIROS CARLOS HENRIQUE
C/O SOFTBANK GROUP CAPITAL LTD
69 GROSVENOR ST LONDON, X0 W1K 3JP

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-01 A 31,427 a $0.00 117,827,360 indirect f2,f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares of common stock pursuant to an award of rsus granted to messrs. combes and medeiros in connection with their services as directors of the issuer. messrs. combes and medeiros assigned all rights, title and interest in the rsus reported herein to delaware project 10 l.l.c ("de project 10"). accordingly, the rsus were issued directly to de project 10. messrs. combes and medeiros disclaim beneficial ownership of such shares as they have no pecuniary interest in the shares. these rsus vest on the earlier of (i) june 14, 2022 and (ii) the time of the annual stockholder meeting that occurs during the 2022 fiscal year.
f2 the shares are directly held by de project 10. softbank group corp. ("softbank") may be deemed to have voting and dispositive power with respect to the shares held by de project 10. each reporting person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.
f3 messrs. combes and medeiros serve as managers of de project 10 and in other roles at softbank entities. as a result, each of de project 10 and softbank is a director by deputization for section 16 purposes.

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