Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-113091
Date:2021-09-01
Issuer: SOFI TECHNOLOGIES, INC. (SOFI)
Original Submission Date:

Reporting Person:

SCHWARTZ HARVEY M
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET SAN FRANCISCO, CA 94105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-09-01 deemed execution date A 15,714 (a) common stock 15,714 $0.00 15,714 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's common stock upon settlement for no consideration.
f2 100% of the rsu award will vest on the earlier of june 14, 2022 and the date of the issuer's 2022 annual shareholder meeting, subject to the reporting person's continued service with the issuer.

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