Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-113086
Date:2021-09-01
Issuer: SOFI TECHNOLOGIES, INC. (SOFI)
Original Submission Date:

Reporting Person:

LAPOINTE CHRISTOPHER
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET SAN FRANCISCO, CA 94105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PERFORMANCE STOCK UNIT 0.0 2021-09-01 deemed execution date A 830,890 (a) common stock 830,890 $0.00 830,890 direct
Footnotes
IDfootnote
f1 each performance stock unit ("psu") represents a contingent right to receive one share of the issuer's common stock upon settlement for no consideration.
f2 represents shares issuable on settlement of psus granted to the reporting person. the psus vest subject to the achievement of certain performance conditions involving the issuer's stock price, subject to the reporting person's continued service with the issuer through the applicable vesting date.

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