Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-21-005852
Date:2021-09-03
Issuer: II-VI INC (IIVI)
Original Submission Date:

Reporting Person:

DIGIROLOMO ENRICO
C/O II-VI INCORPORATED
375 SAXONBURG BLVD. SAXONBURG, PA 16056

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-03 M 3,015 a $49.90 13,930 direct
COMMON STOCK 2021-09-03 M 2,906 a $36.56 16,836 direct
COMMON STOCK 2021-09-03 S 5,921 d $61.31 10,915 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 49.9 2021-09-03 deemed execution date M 3,015 (d) 2028-08-28 common stock 3,015 $49.90 1,005 direct
OPTION (RIGHT TO BUY) 36.56 2021-09-03 deemed execution date M 2,906 (d) 2029-08-28 common stock 2,906 $36.56 2,906 direct
Footnotes
IDfootnote
f1 represents the weighted average of multiple sale transactions ranging in price from $61.27 to $61.36. the reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the sec staff, the company or a security holder of the company.
f2 these options will vest in four equal annual installments beginning on august 28, 2019.
f3 these options will vest in four equal annual installments beginning on august 28, 2020.
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