Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-055010
Date:2021-09-04
Issuer: CSX CORP (CSX)
Original Submission Date:

Reporting Person:

PELKEY SEAN R.
500 WATER STREET
JACKSONVILLE, FL 32202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-07-01 A 595 a $24.93 32,182 direct
COMMON STOCK 2021-09-04 F 2,126 d $32.00 30,056 direct
COMMON STOCK 2021-09-04 0 $0.00 775 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares were acquired under the csx corporation employee stock purchase plan in transactions that were exempt under both rule 16b-3(d) and rule 16b-3(c).
f2 on june 28, 2021, the common stock of csx corporation split 3-for-1, resulting in the reporting person's ownership of 21,058 additional shares.
f3 withholding of stock to satisfy tax obligation upon vesting of restricted stock.
f4 on june 28, 2021, the common stock of csx corporation split 3-for-1, resulting in the reporting person's ownership of 492 additional shares.
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