Form Type: 4

SEC EDGAR Link
Accession Number:0001138639-21-000166
Date:2021-09-05
Issuer: INFINERA CORP (INFN)
Original Submission Date:

Reporting Person:

HEARD DAVID W
C/O INFINERA CORPORATION
6373 SAN IGNACIO AVENUE SAN JOSE, CA 95119

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-05 M 10,417 a $0.00 335,542 direct
COMMON STOCK 2021-09-05 F 5,165 d $8.84 330,377 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-09-05 deemed execution date M 10,417 (d) common stock 72,917 $0.00 62,500 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock of infinera corporation (the "company").
f2 these rsus vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is march 5, 2020, and 1/12th quarterly thereafter, subject to mr. heard's continued service to the company through each applicable vesting date.
WhaleWisdom Logo

Elevate your investments