Accession Number: | 0001138639-21-000166 |
Date: | 2021-09-05 |
Issuer: | INFINERA CORP (INFN) |
Original Submission Date: |
HEARD DAVID W
C/O INFINERA CORPORATION
6373 SAN IGNACIO AVENUE
SAN JOSE, CA 95119
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-09-05 | M | 10,417 | a | $0.00 | 335,542 | direct | ||
COMMON STOCK | 2021-09-05 | F | 5,165 | d | $8.84 | 330,377 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2021-09-05 | deemed execution date | M | 10,417 (d) | common stock 72,917 | $0.00 | 62,500 | direct |
ID | footnote |
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f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock of infinera corporation (the "company"). |
f2 | these rsus vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is march 5, 2020, and 1/12th quarterly thereafter, subject to mr. heard's continued service to the company through each applicable vesting date. |