Accession Number: | 0001138639-21-000164 |
Date: | 2021-09-05 |
Issuer: | INFINERA CORP (INFN) |
Original Submission Date: |
FERNICOLA MICHAEL H
C/O INFINERA CORPORATION
6373 SAN IGNACIO AVENUE
SAN JOSE, CA 95119
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-09-05 | M | 1,667 | a | $0.00 | 1,667 | direct | ||
COMMON STOCK | 2021-09-05 | F | 827 | d | $8.84 | 840 | direct | ||
COMMON STOCK | 2021-09-05 | M | 50,000 | a | $0.00 | 50,840 | direct | ||
COMMON STOCK | 2021-09-05 | F | 24,790 | d | $8.84 | 26,050 | direct | ||
COMMON STOCK | 2021-09-05 | M | 33,333 | a | $0.00 | 59,383 | direct | ||
COMMON STOCK | 2021-09-05 | F | 16,527 | d | $8.84 | 42,856 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2021-09-05 | deemed execution date | M | 1,667 (d) | common stock 11,668 | $0.00 | 10,001 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2021-09-05 | deemed execution date | M | 50,000 (d) | common stock 50,000 | $0.00 | 0 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2021-09-05 | deemed execution date | M | 33,333 (d) | common stock 66,666 | $0.00 | 33,333 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock of infinera corporation (the "company"). |
f2 | the rsus vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is march 5, 2020, and 1/12th quarterly thereafter, subject to mr. fernicola's continued service to the company. |
f3 | the rsus vest in two annual installments beginning on september 5, 2020, subject to mr. fernicola's continued service to the company. |
f4 | the rsus vest in three annual installments beginning on september 5, 2020, subject to mr. fernicola's continued service to the company. |