Form Type: 4

SEC EDGAR Link
Accession Number:0001138639-21-000164
Date:2021-09-05
Issuer: INFINERA CORP (INFN)
Original Submission Date:

Reporting Person:

FERNICOLA MICHAEL H
C/O INFINERA CORPORATION
6373 SAN IGNACIO AVENUE SAN JOSE, CA 95119

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-05 M 1,667 a $0.00 1,667 direct
COMMON STOCK 2021-09-05 F 827 d $8.84 840 direct
COMMON STOCK 2021-09-05 M 50,000 a $0.00 50,840 direct
COMMON STOCK 2021-09-05 F 24,790 d $8.84 26,050 direct
COMMON STOCK 2021-09-05 M 33,333 a $0.00 59,383 direct
COMMON STOCK 2021-09-05 F 16,527 d $8.84 42,856 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-09-05 deemed execution date M 1,667 (d) common stock 11,668 $0.00 10,001 direct
RESTRICTED STOCK UNITS 0.0 2021-09-05 deemed execution date M 50,000 (d) common stock 50,000 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2021-09-05 deemed execution date M 33,333 (d) common stock 66,666 $0.00 33,333 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock of infinera corporation (the "company").
f2 the rsus vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is march 5, 2020, and 1/12th quarterly thereafter, subject to mr. fernicola's continued service to the company.
f3 the rsus vest in two annual installments beginning on september 5, 2020, subject to mr. fernicola's continued service to the company.
f4 the rsus vest in three annual installments beginning on september 5, 2020, subject to mr. fernicola's continued service to the company.
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