Form Type: 4

SEC EDGAR Link
Accession Number:0001593968-21-002107
Date:2021-09-08
Issuer: KARUNA THERAPEUTICS, INC. (KRTX)
Original Submission Date:

Reporting Person:

IGNELZI TROY A.
C/O KARUNA THERAPEUTICS, INC.
99 HIGH STREET, 26TH FLOOR BOSTON, MA 02110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-08 M 7,000 a $9.20 25,000 direct
COMMON STOCK 2021-09-08 S 7,000 d $116.16 18,000 direct
COMMON STOCK 2021-09-08 M 600 a $9.20 18,600 direct
COMMON STOCK 2021-09-08 S 600 d $121.01 18,000 direct
COMMON STOCK 2021-09-09 M 500 a $9.20 18,500 direct
COMMON STOCK 2021-09-09 S 500 d $120.05 18,000 direct
COMMON STOCK 2021-09-10 M 1,900 a $9.20 19,900 direct
COMMON STOCK 2021-09-10 S 1,900 d $120.05 18,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 9.2 2021-09-08 deemed execution date M 7,000 (d) 2029-03-21 common stock 7,000 $9.20 182,725 direct
OPTION (RIGHT TO BUY) 9.2 2021-09-08 deemed execution date M 600 (d) 2029-03-21 common stock 600 $9.20 182,125 direct
OPTION (RIGHT TO BUY) 9.2 2021-09-09 deemed execution date M 500 (d) 2029-03-21 common stock 500 $9.20 181,625 direct
OPTION (RIGHT TO BUY) 9.2 2021-09-10 deemed execution date M 1,900 (d) 2029-03-21 common stock 1,900 $9.20 179,725 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 15, 2021.
f2 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $116.11 to $116.24, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
f3 this option vested as to 25% of the shares on the first anniversary of the vesting commencement date of march 1, 2019, with additional vesting as to 12.5% of the shares underlying the option award on each six month period thereafter.
WhaleWisdom Logo

Elevate your investments