Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-055555
Date:2021-09-08
Issuer: ROBLOX CORP (RBLX)
Original Submission Date:

Reporting Person:

GUTHRIE MICHAEL
C/O ROBLOX CORPORATION
970 PARK PLACE SAN MATEO, CA 94403

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-09-08 M 45,000 a $0.53 125,625 direct
CLASS A COMMON STOCK 2021-09-08 S 21,862 d $82.51 103,763 direct
CLASS A COMMON STOCK 2021-09-08 S 22,718 d $83.39 81,045 direct
CLASS A COMMON STOCK 2021-09-08 S 420 d $84.06 80,625 direct
CLASS A COMMON STOCK 2021-09-10 M 1,800 a $0.05 82,425 direct
CLASS A COMMON STOCK 2021-09-10 S 1,800 d $90.07 80,625 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 0.53 2021-09-08 deemed execution date M 45,000 (d) 2028-02-05 class a common stock 45,000 $0.53 1,942,390 direct
STOCK OPTION (RIGHT TO BUY) 0.53 2021-09-10 deemed execution date M 1,800 (d) 2028-02-05 class a common stock 1,800 $0.53 1,940,590 direct
Footnotes
IDfootnote
f1 a portion of these securities are restricted stock units ("rsus"). each rsu represents a contingent right to receive one share of the issuer's class a common stock.
f2 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 plan adopted by the reporting person on march 20, 2021.
f3 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $81.96 to $82.945, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $82.95 to $83.945, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $83.95 to $84.16, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the price reported in column 4 is an average price. these shares were sold in multiple transactions at prices ranging from $90.00 to $90.27, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 1/48th of the shares subject to the option vested on february 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the reporting person continuing as a service provider through each such date.
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