Form Type: 4

SEC EDGAR Link
Accession Number:0001614094-21-000064
Date:2021-09-09
Issuer: NETAPP, INC. (NTAP)
Original Submission Date:

Reporting Person:

AHUJA DEEPAK
3060 OLSEN DRIVE
SAN JOSE, CA 95128

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-09 M 5,634 a $0.00 10,107 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-09-09 deemed execution date M 5,634 (d) 2021-09-09 common stock 5,634 $0.00 0 direct
RESTRICTED STOCK UNIT 0.0 2021-09-10 deemed execution date A 2,707 (a) 2022-09-08 common stock 2,707 $0.00 2,707 direct
Footnotes
IDfootnote
f1 restricted stock units convert into common stock on a one-for-one basis.
f2 on september 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next annual stockholders meeting of the company following the grant date, subject to the subject to the participant's continuous service on the board through such date.
f3 on september 10, 2021, the reporting person was granted 2,707 restricted stock units. the shares will vest upon the reporting person's continuation in board service through the day immediately preceding the next annual stockholders meeting following the grant date. vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a board member; (ii) date on which a change of control occurs.
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