Form Type: 4

SEC EDGAR Link
Accession Number:0001123292-21-001285
Date:2021-09-10
Issuer: DELL TECHNOLOGIES INC. (DELL)
Original Submission Date:

Reporting Person:

SWEET THOMAS W
ONE DELL WAY
ROUND ROCK, TX 78682

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS C COMMON STOCK 2021-09-10 M 281,818 a $13.75 366,786 direct
CLASS C COMMON STOCK 2021-09-10 S 264,129 d $95.36 102,657 direct
CLASS C COMMON STOCK 2021-09-10 S 17,689 d $96.45 84,968 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS TO ACQUIRE CLASS C COMMON STOCK 13.75 2021-09-10 deemed execution date M 281,818 (d) 2024-02-06 class c common stock 281,818 $13.75 0 direct
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan.
f2 the price reported in column 4 represents a weighted average sales price of $95.363. these shares were sold in multiple transactions at prices ranging from $95.04 to $96.01, inclusive. the reporting person undertakes to provide to dell technologies inc., any security holder of dell technologies inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3.
f3 the price reported in column 4 represents a weighted average sales price of $96.45. these shares were sold in multiple transactions at prices ranging from $96.05 to $96.92, inclusive.
f4 the options are fully vested.
WhaleWisdom Logo

Elevate your investments