Accession Number: | 0001123292-21-001285 |
Date: | 2021-09-10 |
Issuer: | DELL TECHNOLOGIES INC. (DELL) |
Original Submission Date: |
SWEET THOMAS W
ONE DELL WAY
ROUND ROCK, TX 78682
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS C COMMON STOCK | 2021-09-10 | M | 281,818 | a | $13.75 | 366,786 | direct | ||
CLASS C COMMON STOCK | 2021-09-10 | S | 264,129 | d | $95.36 | 102,657 | direct | ||
CLASS C COMMON STOCK | 2021-09-10 | S | 17,689 | d | $96.45 | 84,968 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTIONS TO ACQUIRE CLASS C COMMON STOCK | 13.75 | 2021-09-10 | deemed execution date | M | 281,818 (d) | 2024-02-06 | class c common stock 281,818 | $13.75 | 0 | direct |
ID | footnote |
---|---|
f1 | the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan. |
f2 | the price reported in column 4 represents a weighted average sales price of $95.363. these shares were sold in multiple transactions at prices ranging from $95.04 to $96.01, inclusive. the reporting person undertakes to provide to dell technologies inc., any security holder of dell technologies inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3. |
f3 | the price reported in column 4 represents a weighted average sales price of $96.45. these shares were sold in multiple transactions at prices ranging from $96.05 to $96.92, inclusive. |
f4 | the options are fully vested. |