Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-035891
Date:2021-09-13
Issuer: HARMONY BIOSCIENCES HOLDINGS, INC. (HRMY)
Original Submission Date:

Reporting Person:

JACOBS JOHN C
630 W. GERMANTOWN PIKE, SUITE 215
PLYMOUTH MEETING, PA 19462

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-13 M 25,000 a $8.22 25,000 direct
COMMON STOCK 2021-09-13 S 25,000 d $35.93 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 8.22 2021-09-13 deemed execution date M 25,000 (d) 2027-10-02 common stock 25,000 $8.22 289,751 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $35.45 to $36.38. the reporting person undertakes to provide the issuer, any securityholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the stock option is currently vested with respect to 188,851 shares, and will vest with respect to the remainder of the shares in two equal annual installments beginning on october 1, 2021.
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