Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-115952
Date:2021-09-13
Issuer: SOFI TECHNOLOGIES, INC. (SOFI)
Original Submission Date:

Reporting Person:

WILKES THOMAS CLAYTON
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET SAN FRANCISCO, CA 94015

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-13 S 1,119,413 d $15.16 52,802,242 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported transactions were executed in multiple trades. the purchase price of $15.16 reported in column 4 is the weighted average sale price for the 1,119,413 shares disposed of by the reporting person within a range of $15.00 to $15.27 per share. the reporting person hereby undertakes to provide to the staff of the sec, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
f2 consists of (i) 49,353,832 shares held of record by red crow capital, llc and (ii) 3,448,410 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares. the reporting person serves as the manager of red crow capital, llc.

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