Accession Number: | 0001783879-21-000037 |
Date: | 2021-09-14 |
Issuer: | ROBINHOOD MARKETS, INC. (HOOD) |
Original Submission Date: |
GALLAGHER DANIEL MARTIN JR
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK, CA 94025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-09-14 | M | 9,765 | a | $10.24 | 77,595 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 10.24 | 2021-09-14 | deemed execution date | M | 9,765 (d) | 2030-07-05 | class a common stock 9,765 | $10.24 | 254,595 | direct |
ID | footnote |
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f1 | on july 6, 2020, the reporting person was granted an option to purchase 264,360 shares of common stock under the robinhood markets, inc. ("robinhood") 2020 equity incentive plan. this option vested and became exercisable as to one-fourth (1/4) of those shares on may 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the reporting person's continued service with robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |