Form Type: 4

SEC EDGAR Link
Accession Number:0001783879-21-000037
Date:2021-09-14
Issuer: ROBINHOOD MARKETS, INC. (HOOD)
Original Submission Date:

Reporting Person:

GALLAGHER DANIEL MARTIN JR
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-09-14 M 9,765 a $10.24 77,595 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 10.24 2021-09-14 deemed execution date M 9,765 (d) 2030-07-05 class a common stock 9,765 $10.24 254,595 direct
Footnotes
IDfootnote
f1 on july 6, 2020, the reporting person was granted an option to purchase 264,360 shares of common stock under the robinhood markets, inc. ("robinhood") 2020 equity incentive plan. this option vested and became exercisable as to one-fourth (1/4) of those shares on may 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the reporting person's continued service with robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
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