Form Type: 4

SEC EDGAR Link
Accession Number:0001192482-21-000723
Date:2021-09-14
Issuer: TREVENA INC (TRVN)
Original Submission Date:

Reporting Person:

SHIN BARRY
C/O TREVENA, INC.
955 CHESTERBROOK BOULEVARD, SUITE 110 CHESTERBROOK, PA 19087

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-14 A 27,500 a $0.00 563,465 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 1.2 2021-09-14 deemed execution date A 41,250 (a) 2031-09-14 common stock 41,250 $1.20 41,250 direct
Footnotes
IDfootnote
f1 these shares are represented by restricted stock units ("rsus"). each rsu represents a contingent right to receive one share of common stock of the issuer. the shares underlying the rsus shall vest in four (4) equal annual installments on each of september 14, 2022, september 14, 2023, september 14, 2024 and september 14, 2025, subject to the reporting person's continuous service (as defined in the issuer's 2013 equity incentive plan, as amended (the "plan")) as of each such vesting date.
f2 these rsus and options were awarded in recognition of the reporting person's assumption of the additional role as chief compliance officer.
f3 the options shall vest and become exercisable with respect to one-sixteenth of the total number of shares subject to the options on a quarterly basis (every three) months from the transaction date listed above, subject to the reporting person's continuous service (as defined in the plan) as of each such vesting date.
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