Accession Number: | 0001104659-21-116533 |
Date: | 2021-09-14 |
Issuer: | SOFI TECHNOLOGIES, INC. (SOFI) |
Original Submission Date: |
GILL MICHELLE
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
SAN FRANCISCO, CA 94105
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-09-14 | M | 127,685 | a | $0.00 | 1,472,859 | direct | ||
COMMON STOCK | 2021-09-14 | F | 66,641 | d | $14.57 | 1,406,218 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2021-09-14 | deemed execution date | M | 127,685 (d) | common stock 127,685 | $0.00 | 2,143,858 | direct |
ID | footnote |
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f1 | restricted stock units ("rsus") convert into common stock on a one-for-one basis. |
f2 | shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled rsus. these shares were not issued to the reporting person. |
f3 | represents the settlement of a portion of the rsus granted to the reporting person as disclosed on the reporting person's form 4 filed on june 2, 2021. |