Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-116541
Date:2021-09-14
Issuer: SOFI TECHNOLOGIES, INC. (SOFI)
Original Submission Date:

Reporting Person:

STAFFORD WEBB LAUREN
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET SAN FRANCISCO, CA 94105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-14 M 44,799 a $0.00 190,337 direct
COMMON STOCK 2021-09-14 F 18,560 d $14.57 171,777 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-09-14 deemed execution date M 44,799 (d) common stock 44,799 $0.00 420,309 direct
Footnotes
IDfootnote
f1 restricted stock units ("rsus") convert into common stock on a one-for-one basis.
f2 shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled rsus. these shares were not issued to the reporting person.
f3 represents the settlement of a portion of the rsus granted to the reporting person as disclosed on the reporting person's form 4 filed on june 2, 2021.

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