Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-21-017209
Date:2021-09-14
Issuer: AEROVIRONMENT INC (AVAV)
Original Submission Date:

Reporting Person:

CONVER TIMOTHY E
C/O AEROVIRONMENT, INC.
241 18TH STREET, SUITE 415 ARLINGTON, VA 22202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-14 S 4,800 d $89.94 680,201 indirect
COMMON STOCK 2021-09-15 S 4,800 d $87.45 675,401 indirect
COMMON STOCK 2021-09-16 S 4,800 d $87.23 670,601 indirect
COMMON STOCK 2021-09-14 S 1,200 d $89.94 240,726 indirect
COMMON STOCK 2021-09-15 S 1,200 d $87.45 239,526 indirect
COMMON STOCK 2021-09-16 S 1,200 d $87.23 238,326 indirect
COMMON STOCK 2021-09-14 0 $0.00 46,445 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by mr. conver, as trustee of the conver family trust and as the manager of c5 holdings llc, on march 17, 2021.
f2 held by the conver family trust, of which mr. conver is one of the trustees. mr. conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
f3 the price reported represents the weighted average price of shares sold. shares were sold at varying prices in the range of $88.82 - $90.90. the reporting person hereby undertakes, upon request of the staff of the u.s. securities and exchange commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
f4 held by c5 holdings llc, a delaware limited liability company.
f5 the reporting person is the manager of c5 holdings llc and consequently may be deemed to have sole voting control and investment discretion over securities owned by c5 holdings llc. the reporting person disclaims beneficial ownership of the reported securities held by such llc except to the extent of his pecuniary interest therein. the foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such llc.
f6 the price reported represents the weighted average price of shares sold. shares were sold at varying prices in the range of $86.62 - $88.55. the reporting person hereby undertakes, upon request of the staff of the u.s. securities and exchange commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
f7 the price reported represents the weighted average price of shares sold. shares were sold at varying prices in the range of $86.41 - $87.95. the reporting person hereby undertakes, upon request of the staff of the u.s. securities and exchange commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
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