Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-056623
Date:2021-09-15
Issuer: SEER, INC. (SEER)
Original Submission Date:

Reporting Person:

OSTADAN OMEAD
C/O SEER, INC.
3800 BRIDGE PARKWAY, SUITE 102 REDWOOD CITY, CA 94065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-09-15 C 20,000 a $2.70 397,448 direct
CLASS A COMMON STOCK 2021-09-15 S 5,121 d $40.29 392,327 direct
CLASS A COMMON STOCK 2021-09-15 S 12,620 d $41.03 379,707 direct
CLASS A COMMON STOCK 2021-09-15 S 2,259 d $41.84 377,448 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.7 2021-09-15 deemed execution date M 20,000 (d) 2030-03-05 class a common stock 20,000 $2.70 345,481 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.7 deemed execution date 0 ( ) 2030-03-05 class a common stock 852,793 $2.70 852,793 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on june 10, 2021.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $39.64 to $40.62, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $40.64 to $41.63, inclusive.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $41.65 to $42.14, inclusive.
f5 the shares underlying the option are subject to an early exercise provision and are immediately exercisable. the shares underlying the option vest in 48 equal monthly installments beginning on april 6, 2020.
f6 the shares underlying the option are subject to an early exercise provision and are immediately exercisable. one-fourth of the shares underlying the option vest on june 15, 2021 and 1/48th of the shares vest monthly thereafter.

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