Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-21-018851
Date:2021-09-15
Issuer: PHUNWARE, INC. (PHUN)
Original Submission Date:

Reporting Person:

SYLLANTAVOS GEORGE
C/O PHUNWARE, INC.
7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN, TX 78757

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-15 S 20,000 d $1.00 132,757 direct
COMMON STOCK 2021-09-15 0 $0.00 1,407,436 f2 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in table i, box 4 above is a weighted average price. these shares were sold in multiple transactions at prices ranging from $0.9983 to $1.0001. the reporting person undertakes to provide upon request to the sec, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
f2 george syllantavos is the sole officer and director of magellan investments corp. and accordingly is deemed the beneficial owner of the shares held by this organization and has sole voting and dispositive control over such securities.
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