Accession Number: | 0001567619-21-017366 |
Date: | 2021-09-16 |
Issuer: | ANNEXON, INC. (ANNX) |
Original Submission Date: |
LOVE DOUGLAS
C/O ANNEXON, INC.
180 KIMBALL WAY, SUITE 200
SOUTH SAN FRANCISCO, CA 94080
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-09-16 | M | 7,500 | a | $1.41 | 7,500 | direct | ||
COMMON STOCK | 2021-09-16 | S | 7,500 | d | $22.05 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 1.4096 | 2021-09-16 | deemed execution date | M | 7,500 (d) | 2025-01-22 | common stock 7,500 | $1.41 | 37,994 | direct |
ID | footnote |
---|---|
f1 | the transactions reported herein were effected pursuant to the reporting person's rule 10b5-1 trading plan. |
f2 | this transaction was executed in multiple trades in prices ranging from $22.00 to $22.26, inclusive. the price reported in column 4 above reflects the weighted average sale price. the reporting person hereby undertakes to provide to the securities and exchange commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
f3 | the shares subject to the option are fully vested and exercisable. |