Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-036923
Date:2021-09-17
Issuer: THOUGHTWORKS HOLDING, INC. (TWKS)
Original Submission Date:

Reporting Person:

WATHINGTON CHAD-AFFONSO
C/O THOUGHTWORKS HOLDING, INC.
200 EAST RANDOLPH STREET, 25TH FLOOR CHICAGO, IL 60601

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-17 S 58,834 d $19.85 122,897 indirect
COMMON STOCK 2021-09-21 A 44,061 a $0.00 44,061 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS TO PURCHASE COMMON STOCK 2.29 2021-09-17 deemed execution date A 199,318 (a) 2021-09-17 2027-10-12 common stock 199,318 $2.29 693,146 direct
OPTIONS TO PURCHASE COMMON STOCK 2.29 2021-09-17 deemed execution date A 17,092 (a) 2021-09-17 2028-06-08 common stock 17,092 $2.29 65,370 direct
OPTIONS TO PURCHASE COMMON STOCK 5.16 2021-09-17 deemed execution date A 8,644 (a) 2021-09-17 2030-09-15 common stock 8,644 $5.16 15,253 direct
STOCK APPRECIATION RIGHTS 0.0 2021-09-21 deemed execution date D 2,005 (d) common stock 2,005 $0.00 0 direct
Footnotes
IDfootnote
f1 the reported securities are restricted stock units ("rsus"), which vest and settle 50% on each of the 6 month and 12 month anniversaries of grant, and include 1,786 rsus received in exchange for new sars (as defined below).
f2 20,644.52 of the reported securities remain subject to time-based vesting.
f3 7,081.11 of the reported securities remain subject to time-based vesting.
f4 6,609.00 of the reported securities remain subject to time-based vesting.
f5 the reported securities represented sars with respect to the class c common stock of the company, which became sars (the "new sars") on the company's common stock upon completion of the company's initial public offering (the "ipo") on september 17, 2021. in connection with the ipo, the new sars were exchanged for rsus on the company's common stock.

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