Accession Number: | 0000899243-21-036937 |
Date: | 2021-09-17 |
Issuer: | THOUGHTWORKS HOLDING, INC. (TWKS) |
Original Submission Date: |
MATEIU RAMONA
C/O THOUGHTWORKS HOLDING, INC.
200 EAST RANDOLPH STREET, 25TH FLOOR
CHICAGO, IL 60601
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-09-17 | S | 20,701 | d | $19.85 | 0 | direct | ||
COMMON STOCK | 2021-09-21 | A | 16,922 | a | $0.00 | 16,922 | direct | ||
COMMON STOCK | 2021-09-17 | 0 | $0.00 | 136,903 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTIONS TO PURCHASE COMMON STOCK | 2.29 | 2021-09-17 | deemed execution date | A | 71,976 (a) | 2021-09-17 | 2027-10-12 | common stock 71,976 | $2.29 | 200,111 | direct | |
OPTIONS TO PURCHASE COMMON STOCK | 2.48 | 2021-09-17 | deemed execution date | A | 11,395 (a) | 2021-09-17 | 2028-12-19 | common stock 11,395 | $2.48 | 43,580 | direct | |
OPTIONS TO PURCHASE COMMON STOCK | 5.16 | 2021-09-17 | deemed execution date | A | 7,162 (a) | 2021-09-17 | 2030-09-15 | common stock 7,162 | $5.16 | 12,638 | direct | |
STOCK APPRECIATION RIGHTS | 0.0 | 2021-09-21 | deemed execution date | D | 2,005 (d) | common stock 2,005 | $0.00 | 0 | direct |
ID | footnote |
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f1 | the reported securities are restricted stock units ("rsus"), which vest and settle 50% on each of the 6 month and 12 month anniversaries of grant, and include 1,786 rsus received in exchange for new sars (as defined below). |
f2 | 7,454.78 of the reported securities remain subject to time-based vesting. |
f3 | 7,081.23 of the reported securities remain subject to time-based vesting. |
f4 | 5,476.00 of the reported securities remain subject to time-based vesting. |
f5 | the reported securities represented sars with respect to the class c common stock of the company, which became sars (the "new sars") on the company's common stock upon completion of the company's initial public offering (the "ipo") on september 17, 2021. in connection with the ipo, the new sars were exchanged for rsus on the company's common stock. |