Form Type: 4

SEC EDGAR Link
Accession Number:0001640147-21-000224
Date:2021-09-20
Issuer: SNOWFLAKE INC. (SNOW)
Original Submission Date:

Reporting Person:

SLOOTMAN FRANK
C/O SNOWFLAKE INC.
106 EAST BABCOCK STREET, SUITE 3A BOZEMAN, MT 59715

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-09-02 G 3,155 d $0.00 55,437 direct
CLASS A COMMON STOCK 2021-09-10 G 18,928 d $0.00 36,509 direct
CLASS A COMMON STOCK 2021-09-20 M 63,093 a $8.88 99,602 direct
CLASS A COMMON STOCK 2021-09-20 S 1,884 d $305.08 97,718 direct
CLASS A COMMON STOCK 2021-09-20 S 4,299 d $306.10 93,419 direct
CLASS A COMMON STOCK 2021-09-20 S 1,638 d $307.20 91,781 direct
CLASS A COMMON STOCK 2021-09-20 S 3,725 d $308.51 88,056 direct
CLASS A COMMON STOCK 2021-09-20 S 4,331 d $309.53 83,725 direct
CLASS A COMMON STOCK 2021-09-20 S 3,434 d $310.45 80,291 direct
CLASS A COMMON STOCK 2021-09-20 S 9,045 d $311.57 71,246 direct
CLASS A COMMON STOCK 2021-09-20 S 9,140 d $312.50 62,106 direct
CLASS A COMMON STOCK 2021-09-20 S 9,700 d $313.50 52,406 direct
CLASS A COMMON STOCK 2021-09-20 S 12,369 d $314.59 40,037 direct
CLASS A COMMON STOCK 2021-09-20 S 3,528 d $315.30 36,509 direct
CLASS A COMMON STOCK 2021-09-20 0 $0.00 27,014 indirect f13
CLASS A COMMON STOCK 2021-09-20 0 $0.00 1,322,092 indirect f14
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 8.88 2021-09-20 deemed execution date M 63,093 (d) 2029-05-28 class a common stock 63,093 $8.88 13,235,825 direct
Footnotes
IDfootnote
f1 the gifts and sales reported in this form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
f2 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $304.57 to $305.55, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
f3 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $305.63 to $306.55, inclusive.
f4 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $306.75 to $307.71, inclusive.
f5 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $307.91 to $308.91, inclusive.
f6 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $308.93 to $309.92, inclusive.
f7 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $309.95 to $310.95, inclusive.
f8 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $310.97 to $311.96, inclusive.
f9 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $311.99 to $312.99, inclusive.
f10 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $313.00 to $314.00, inclusive.
f11 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $314.04 to $315.03, inclusive.
f12 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $315.05 to $316.00, inclusive.
f13 the shares are held by the slootman family foundation dated 11/24/2010, a charitable foundation over which the reporting person is deemed to have voting and investment power. however, the reporting person has no personal pecuniary interest in these shares.
f14 the shares are held by the slootman living trust dated 9/8/1999 for which the reporting person is a trustee.
f15 the shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on april 26, 2019, subject to the reporting person's continuous service through each such vesting date.

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