Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-118801
Date:2021-09-22
Issuer: TUESDAY MORNING CORP/DE (TUEM)
Original Submission Date:

Reporting Person:

HIXON PHILLIP D.
6250 LBJ FWY
DALLAS, TX 75240

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-22 A 63,637 a $0.00 423,996 direct
COMMON STOCK 2021-09-22 A 127,274 a $0.00 551,270 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the 63,637 shares represent time-vesting restricted stock units granted pursuant to the company's 2014 long-term incentive plan and vest in equal installments on september 22, 2022, september 22, 2023 and september 22, 2024.
f2 the 127,274 shares represent performance-based restricted stock units granted pursuant to the company's 2014 long-term incentive plan. subject to the satisfaction of certain performance criteria, the restricted stock will vest on september 22, 2024. reflects the maximum number of shares that may vest.
f3 reflects a reduction of 26,826 shares due to the cancellation of 26,826 shares of performance-based restricted stock that failed to vest for the performance period ended june 30, 2021.

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