Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-057511
Date:2021-09-21
Issuer: TEMPEST THERAPEUTICS, INC. (TPST)
Original Submission Date:

Reporting Person:

RAAB MICHAEL
TEMPEST THERAPEUTICS, INC.
7000 SHORELINE COURT, SUITE 275 SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 15.15 2021-09-21 deemed execution date A 6,635 (a) 2031-09-20 common stock 6,635 $15.15 6,635 direct
Footnotes
IDfootnote
f1 vests over three (3) years, with one-third (1/3) of the award vesting on july 1, 2022 and the remainder of the award vesting in equal monthly installments thereafter, subject to the reporting person's continuous service through each vesting date.

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