| Accession Number: | 0001127602-21-025919 |
| Date: | 2021-09-23 |
| Issuer: | VIAVI SOLUTIONS INC. (VIAV) |
| Original Submission Date: |
STALEY GARY W
C/O VIAVI SOLUTIONS INC.
7047 E GREENWAY PKWY SUITE 250
SCOTTSDALE, AZ 85254
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-09-23 | M | 8,559 | a | $0.00 | 89,497 | direct | ||
| COMMON STOCK | 2021-09-23 | F | 3,368 | d | $15.69 | 86,129 | direct | ||
| COMMON STOCK | 2021-09-23 | M | 13,025 | a | $0.00 | 99,154 | direct | ||
| COMMON STOCK | 2021-09-23 | F | 5,126 | d | $15.69 | 94,028 | direct | ||
| COMMON STOCK | 2021-09-23 | M | 4,625 | a | $0.00 | 98,653 | direct | ||
| COMMON STOCK | 2021-09-23 | F | 1,820 | d | $15.69 | 96,833 | direct | ||
| COMMON STOCK | 2021-09-23 | M | 10,457 | a | $0.00 | 107,290 | direct | ||
| COMMON STOCK | 2021-09-23 | F | 4,115 | d | $15.69 | 103,175 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MARKET STOCK UNITS | 0.0 | 2021-09-23 | deemed execution date | M | 8,559 (d) | common stock 8,559 | $0.00 | 0 | direct | |||
| MARKET STOCK UNITS | 0.0 | 2021-09-23 | deemed execution date | M | 13,025 (d) | common stock 13,025 | $0.00 | 0 | direct | |||
| MARKET STOCK UNITS | 0.0 | 2021-09-23 | deemed execution date | M | 4,625 (d) | common stock 4,625 | $0.00 | 12,500 | direct | |||
| MARKET STOCK UNITS | 0.0 | 2021-09-23 | deemed execution date | M | 10,457 (d) | common stock 10,457 | $0.00 | 25,101 | direct |
| ID | footnote |
|---|---|
| f1 | each unit converts upon vesting into one share of common stock. |
| f2 | these shares were retained by the company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. the amount retained by the company was not in excess of the amount of the tax liability. |
| f3 | shares reflect the vesting of the 4st tranche of market-leveraged stock units granted on august 28, 2017 at 115.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement. |
| f4 | see exhibit 99.17b. |
| f5 | there are no expiration dates on msus. |
| f6 | shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on august 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. |
| f7 | see exhibit 99.17a. |
| f8 | shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on august 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement. |
| f9 | see exhibit 99 - fy2020 msu exhibit for vesting schedule and terms |
| f10 | shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on august 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement. |
| f11 | see exhibit 99 - fy2021 msu exhibit for vesting schedule and terms |
