Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-058029
Date:2021-09-27
Issuer: EQUILLIUM, INC. (EQ)
Original Submission Date:

Reporting Person:

KEYES JASON A
2223 AVENIDA DE LA PLAYA
SUITE 105 LA JOLLA, CA 92037

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-27 S 8,000 d $6.74 102,720 indirect
COMMON STOCK 2021-09-27 0 $0.00 17,711 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the transactions reported on this form were effected pursuant to a 10b5-1 trading plan adopted by the filer on august 26, 2020.
f2 volume weighted average price of $6.7405. the range of sales prices on the transaction date was $6.58 - $6.88, per share. the reporting person undertakes to provide, upon request of the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
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