Form Type: 4

SEC EDGAR Link
Accession Number:0000950142-21-003029
Date:2021-09-28
Issuer: APOLLO GLOBAL MANAGEMENT, INC. (APO)
Original Submission Date:

Reporting Person:

BRH HOLDINGS GP, LTD.
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
APOLLO OPERATING GROUP UNITS 0.0 2021-09-28 deemed execution date J 104,712 (d) class a common stock 104,712 $0.00 158,412,573 indirect by ap professional holdings, l.p.
APOLLO OPERATING GROUP UNITS 0.0 2021-09-29 deemed execution date J 64,709 (d) class a common stock 64,709 $0.00 158,356,864 indirect by ap professional holdings, l.p.
APOLLO OPERATING GROUP UNITS 0.0 2021-09-30 deemed execution date J 104,695 (d) class a common stock 104,695 $0.00 158,252,169 indirect by ap professional holdings, l.p.
Footnotes
IDfootnote
f1 each apollo operating group unit represents a right to receive one share of class a common stock ("class a share") of apollo global management, inc. (the "issuer"), subject to the restrictions and provisions set forth in the seventh amended and restated exchange agreement, dated july 29, 2020, by and among the issuer, ap professional holdings, l.p. ("holdings") and the other parties thereto (the "exchange agreement").
f2 on september 28, 2021, holdings distributed 104,712 apollo operating group units to one of its limited partners. on september 29, 2021, holdings distributed 64,709 apollo operating group units to one of its limited partners. on september 30, 2021, holdings distributed 104,695 apollo operating group units to one of its limited partners.
f3 the apollo operating group units do not expire.
f4 the reporting person is the sole general partner of holdings, which holds 158,252,169 apollo operating group units. holdings and other parties to the exchange agreement may exchange the apollo operating group units for class a shares of the issuer, subject to the restrictions and provisions set forth in the exchange agreement. the reporting person does not have a pecuniary interest in the apollo operating group units and disclaims beneficial ownership of these securities.
WhaleWisdom Logo

Elevate your investments