Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-059068
Date:2021-09-30
Issuer: TENET HEALTHCARE CORP (THC)
Original Submission Date:

Reporting Person:

RITTENMEYER RONALD A
14201 DALLAS PARKWAY
DALLAS, TX 75254

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-30 M 32,701 a $0.00 788,895 direct
COMMON STOCK 2021-09-30 F 12,868 d $66.44 776,027 direct
COMMON STOCK 2021-09-30 M 23,652 a $0.00 799,679 direct
COMMON STOCK 2021-09-30 F 9,308 d $66.44 790,371 direct
COMMON STOCK 2021-09-30 0 $0.00 15,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
2020 FEBRUARY RESTRICTED STOCK UNITS 0.0 2021-09-30 deemed execution date M 32,701 (d) common stock 32,701 $0.00 163,507 direct
2021 FEBRUARY RESTRICTED STOCK UNITS 0.0 2021-09-30 deemed execution date M 23,652 (d) common stock 23,652 $0.00 118,260 direct
Footnotes
IDfootnote
f1 as previously reported, on february 26, 2020, the reporting person received a grant of 359,713 time-based restricted stock units that vest and settle in eleven equal quarterly installments. the sixth vesting date occurred on september 30, 2021, resulting in the vesting and settlement of 32,701 shares of common stock, as shown in table i. the remaining 163,507 restricted stock units are shown in table ii.
f2 restricted stock units convert into common stock on a one-for-one basis.
f3 shares withheld for payment of taxes upon vesting of restricted stock units in accordance with rule 16b-3.
f4 as previously reported, on february 24, 2021, the reporting person received a grant of 189,215 time-based restricted stock units that vest and settle in eight equal quarterly installments. the third vesting date occurred on september 30, 2021, resulting in the vesting and settlement of 23,652 shares of common stock, as shown in table i. the remaining 118,260 restricted stock units are shown in table ii.
f5 restricted stock units are settled in shares of the company's common stock upon vesting.
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