Form Type: 4

SEC EDGAR Link
Accession Number:0001865104-21-000003
Date:2021-10-01
Issuer: MARQETA, INC. (MQ)
Original Submission Date:

Reporting Person:

CAINE RENATA
180 GRAND AVENUE
6TH FLOOR OAKLAND, CA 94612

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-10-01 deemed execution date M 3,125 (d) 2026-03-16 class b common stock 3,125 $0.00 28,125 direct
CLASS B COMMON STOCK 0.0 2021-10-01 deemed execution date M 3,125 (a) class a common stock 3,125 $0.00 491,430 direct
CLASS B COMMON STOCK 0.0 2021-10-01 deemed execution date F 1,081 (d) class a common stock 1,081 $0.00 490,349 direct
Footnotes
IDfootnote
f1 each restricted stock unit is convertible into one share of class b common stock.
f2 the units vest in sixteen quarterly installments after january 1, 2020, subject to the reporting person's continued service with the issuer.
f3 each share of class b common stock is convertible into one share of class a common stock at the option of the holder and upon the occurrence of other events set forth in the issuer's certificate of incorporation.
f4 includes 1,158 shares of class b common stock that were properly reported on the reporting person's form 4 filed june 8, 2021 but were not included on the reporting person's form 4s filed june 11, 2021 and july 1, 2021 as the result of a scrivener's error.
f5 represents shares that were withheld by the issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the reporting person.

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