Form Type: 4

SEC EDGAR Link
Accession Number:0001783879-21-000041
Date:2021-10-01
Issuer: ROBINHOOD MARKETS, INC. (HOOD)
Original Submission Date:

Reporting Person:

LOOP PAULA
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-10-01 M 2,263 a $0.00 2,263 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-10-01 deemed execution date M 2,263 (d) 2028-06-17 class a common stock 2,263 $0.00 33,960 direct
Footnotes
IDfootnote
f1 restricted stock units ("rsus") convert into class a common stock on a one-for-one basis upon vesting and settlement.
f2 on june 17, 2021, the reporting person was granted 36,223 rsus under the robinhood markets, inc. ("robinhood") 2020 equity incentive plan. one-sixteenth (1/16) of these rsus vested on october 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the reporting person's continued service with robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
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