Accession Number: | 0001783879-21-000041 |
Date: | 2021-10-01 |
Issuer: | ROBINHOOD MARKETS, INC. (HOOD) |
Original Submission Date: |
LOOP PAULA
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK, CA 94025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-10-01 | M | 2,263 | a | $0.00 | 2,263 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2021-10-01 | deemed execution date | M | 2,263 (d) | 2028-06-17 | class a common stock 2,263 | $0.00 | 33,960 | direct |
ID | footnote |
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f1 | restricted stock units ("rsus") convert into class a common stock on a one-for-one basis upon vesting and settlement. |
f2 | on june 17, 2021, the reporting person was granted 36,223 rsus under the robinhood markets, inc. ("robinhood") 2020 equity incentive plan. one-sixteenth (1/16) of these rsus vested on october 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the reporting person's continued service with robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |