Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-123185
Date:2021-10-01
Issuer: APREA THERAPEUTICS, INC. (APRE)
Original Submission Date:

Reporting Person:

KORBEL GREGORY ALAN
535 BOYLSTON STREET
BOSTON, MA 02116

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-10-01 M 27,500 a $0.92 44,667 direct
COMMON STOCK 2021-10-01 S 27,500 d $4.89 17,167 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 0.92 2021-10-01 deemed execution date M 27,500 (d) 2026-09-14 common stock 27,500 $0.92 25,245 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $4.80 to $5.06 inclusive. the reporting person undertakes to provide aprea therapeutics, inc., any security holder of aprea therapeutics, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 this option was granted on september 14, 2016 and is fully exercisable.

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