Form Type: 4

SEC EDGAR Link
Accession Number:0000921895-21-002381
Date:2021-10-01
Issuer: STEEL CONNECT, INC. (STCN)
Original Submission Date:

Reporting Person:

HOWARD JACK L
C/O STEEL PARTNERS
590 MADISON AVENUE, 32ND FLOOR NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $0.01 PAR VALUE 2021-10-01 A 12,570 a $0.00 816,589 f1 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person is a member of a section 13(d) group that owns more than 10% of the issuer's outstanding common stock. the reporting person disclaims beneficial ownership of the shares of common stock of the issuer owned directly by the other members of the section 13(d) group except to the extent of his pecuniary interest therein.
f2 shares acquired are shares of restricted stock awarded pursuant to the issuer's 2020 stock incentive compensation plan (the "incentive compensation plan"). except as otherwise provided in the incentive compensation plan, the shares of restricted stock vest on october 1, 2022, provided that the reporting person remains a director of the issuer on such vesting date.
WhaleWisdom Logo

Elevate your investments