Accession Number: | 0001715268-21-000082 |
Date: | 2021-10-05 |
Issuer: | GOLUB CAPITAL BDC 3, INC. (NONE) |
Original Submission Date: |
GOLUB DAVID
C/O GOLUB CAPITAL BDC 3, INC.
200 PARK AVENUE, 25TH FLOOR
NEW YORK, NY 10166
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2021-10-05 | P | 69,032 | a | $15.00 | 1,400,891 | indirect | f1 | |
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2021-10-05 | 0 | $0.00 | 1,834,523 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | due to his control of and ownership interest in gcop llc, which upon settlement of the current acquisition directly owns 1,400,891.179 shares of common stock, mr. golub is viewed as having investment power over all of the shares owned by such entity. |
f2 | due to his control of gems fund 4, l.p., which directly owns 1,834,523.315 shares of common stock, mr. golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. mr. golub disclaims beneficial ownership of such shares of common stock held by gems fund 4, l.p. except to the extent of his pecuniary interest therein. |