Form Type: 4

SEC EDGAR Link
Accession Number:0001715268-21-000082
Date:2021-10-05
Issuer: GOLUB CAPITAL BDC 3, INC. (NONE)
Original Submission Date:

Reporting Person:

GOLUB DAVID
C/O GOLUB CAPITAL BDC 3, INC.
200 PARK AVENUE, 25TH FLOOR NEW YORK, NY 10166

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-10-05 P 69,032 a $15.00 1,400,891 indirect f1
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-10-05 0 $0.00 1,834,523 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 due to his control of and ownership interest in gcop llc, which upon settlement of the current acquisition directly owns 1,400,891.179 shares of common stock, mr. golub is viewed as having investment power over all of the shares owned by such entity.
f2 due to his control of gems fund 4, l.p., which directly owns 1,834,523.315 shares of common stock, mr. golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. mr. golub disclaims beneficial ownership of such shares of common stock held by gems fund 4, l.p. except to the extent of his pecuniary interest therein.
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