Form Type: 4

SEC EDGAR Link
Accession Number:0000054480-21-000212
Date:2021-10-06
Issuer: KANSAS CITY SOUTHERN (KSU)
Original Submission Date:

Reporting Person:

MCDONNELL THOMAS A
KANSAS CITY SOUTHERN
PO BOX 219335 KANSAS CITY, MO 64121-9335

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-19 G 10,000 d $0.00 68,693 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DIVIDEND EQUIVALENT RIGHT 0.0 2021-10-06 deemed execution date A 3 (a) common stock 3 $0.00 33 direct
Footnotes
IDfootnote
f1 1,728 of these shares represent deferred stock that was issued to the reporting person pursuant to the kansas city southern non-management director deferred stock award program in lieu of retainer fees. the reporting person has no voting rights and is entitled to receive dividend equivalents with respect to this deferred stock.
f2 these dividend equivalent rights accrued on the reporting person's deferred stock and will be paid at the same time as the deferred stock to which they relate. each dividend equivalent right is the economic equivalent of one share of kansas city southern common stock.

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