Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-21-023484
Date:2021-10-06
Issuer: RGC RESOURCES INC (RGCO)
Original Submission Date:

Reporting Person:

NESTER PAUL W
P. O. BOX 13007
ROANOKE, VA 24030

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-10-06 M 1,000 a $14.40 44,164 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS 14.4 2021-10-06 deemed execution date M 1,000 (d) 2015-06-04 2024-12-04 common stock 1,000 $14.40 0 direct
EMPLOYEE STOCK OPTIONS 14.147 deemed execution date 0 ( ) 2016-06-03 2025-12-03 common stock 0 $14.15 7,500 direct
EMPLOYEE STOCK OPTIONS 16.367 deemed execution date 0 ( ) 2017-06-08 2026-12-08 common stock 0 $16.37 7,500 direct
Footnotes
IDfootnote
f1 exercise of options granted 12/04/2014.
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