| Accession Number: | 0000950142-21-003154 |
| Date: | 2021-10-11 |
| Issuer: | APOLLO GLOBAL MANAGEMENT, INC. (APO) |
| Original Submission Date: |
BRH HOLDINGS GP, LTD.
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK, NY 10019
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| APOLLO OPERATING GROUP UNITS | 0.0 | 2021-10-11 | deemed execution date | J | 59,644 (d) | class a common stock 59,644 | $0.00 | 157,774,289 | indirect | by ap professional holdings, l.p. | ||
| APOLLO OPERATING GROUP UNITS | 0.0 | 2021-10-12 | deemed execution date | J | 51,516 (d) | class a common stock 51,516 | $0.00 | 157,722,773 | indirect | by ap professional holdings, l.p. |
| ID | footnote |
|---|---|
| f1 | each apollo operating group unit represents a right to receive one share of class a common stock ("class a share") of apollo global management, inc. (the "issuer"), subject to the restrictions and provisions set forth in the seventh amended and restated exchange agreement, dated july 29, 2020, by and among the issuer, ap professional holdings, l.p. ("holdings") and the other parties thereto (the "exchange agreement"). |
| f2 | on october 11, 2021, holdings distributed 59,664 apollo operating group units to one of its limited partners. on october 12, 2021, holdings distributed 51,516 apollo operating group units to one of its limited partners. |
| f3 | the apollo operating group units do not expire. |
| f4 | the reporting person is the sole general partner of holdings, which holds 157,722,773 apollo operating group units. holdings and other parties to the exchange agreement may exchange the apollo operating group units for class a shares of the issuer, subject to the restrictions and provisions set forth in the exchange agreement. the reporting person does not have a pecuniary interest in the apollo operating group units and disclaims beneficial ownership of these securities. |
