Form Type: 4

SEC EDGAR Link
Accession Number:0001640147-21-000230
Date:2021-10-13
Issuer: SNOWFLAKE INC. (SNOW)
Original Submission Date:

Reporting Person:

SCARPELLI MICHAEL
C/O SNOWFLAKE INC.
106 EAST BABCOCK STREET, SUITE 3A BOZEMAN, MT 59715

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-10-13 M 60,000 a $8.88 184,895 direct
CLASS A COMMON STOCK 2021-10-13 S 2,200 d $315.18 182,695 direct
CLASS A COMMON STOCK 2021-10-13 S 2,500 d $316.76 180,195 direct
CLASS A COMMON STOCK 2021-10-13 S 3,400 d $317.58 176,795 direct
CLASS A COMMON STOCK 2021-10-13 S 4,203 d $318.74 172,592 direct
CLASS A COMMON STOCK 2021-10-13 S 1,400 d $319.82 171,192 direct
CLASS A COMMON STOCK 2021-10-13 S 3,082 d $320.90 168,110 direct
CLASS A COMMON STOCK 2021-10-13 S 14,836 d $321.92 153,274 direct
CLASS A COMMON STOCK 2021-10-13 S 8,945 d $322.93 144,329 direct
CLASS A COMMON STOCK 2021-10-13 S 3,224 d $323.81 141,105 direct
CLASS A COMMON STOCK 2021-10-13 S 2,024 d $325.13 139,081 direct
CLASS A COMMON STOCK 2021-10-13 S 4,453 d $326.17 134,628 direct
CLASS A COMMON STOCK 2021-10-13 S 5,066 d $327.03 129,562 direct
CLASS A COMMON STOCK 2021-10-13 S 3,887 d $328.24 125,675 direct
CLASS A COMMON STOCK 2021-10-13 S 780 d $329.38 124,895 direct
CLASS A COMMON STOCK 2021-10-13 0 $0.00 589,499 indirect f17
CLASS A COMMON STOCK 2021-10-13 0 $0.00 166,666 indirect f19
CLASS A COMMON STOCK 2021-10-13 0 $0.00 9,686 indirect f20
CLASS A COMMON STOCK 2021-10-13 0 $0.00 2,755 indirect f21
CLASS A COMMON STOCK 2021-10-13 0 $0.00 2,755 indirect f22
CLASS A COMMON STOCK 2021-10-13 0 $0.00 9,686 indirect f23
CLASS A COMMON STOCK 2021-10-13 0 $0.00 2,755 indirect f24
CLASS A COMMON STOCK 2021-10-13 0 $0.00 9,686 indirect f25
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 8.88 2021-10-13 deemed execution date M 60,000 (d) 2029-08-26 class a common stock 60,000 $8.88 3,239,299 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
f2 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $314.85 to $315.59, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
f3 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $316.185 to $317.06, inclusive.
f4 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $317.20 to $318.17, inclusive.
f5 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $318.21 to $319.055, inclusive.
f6 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $319.30 to $320.28, inclusive.
f7 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $320.33 to $321.33, inclusive.
f8 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $321.40 to $322.37, inclusive.
f9 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $322.41 to $323.40, inclusive.
f10 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $323.43 to $324.36, inclusive.
f11 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $324.59 to $325.57, inclusive.
f12 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $325.66 to $326.66, inclusive.
f13 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $326.68 to $327.67, inclusive.
f14 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $327.73 to $328.73, inclusive.
f15 the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $328.76 to $329.65, inclusive.
f16 reflects the distribution of 6,108 shares from the michael p. scarpelli 2019 grantor retained annuity trust to the reporting person as an annuity payment on september 14, 2021.
f17 the shares are held by the michael p. scarpelli 2019 grantor retained annuity trust for which the reporting person is a beneficiary.
f18 reflects the transfer of 6,108 shares from the reporting person to the scarpelli family trust on september 29, 2021.
f19 the shares are held by the scarpelli family trust for which the reporting person is a trustee.
f20 the shares are held by the 2020 fintail irrevocable gst exempt trust f/b/o child 1 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f21 the shares are held by the 2020 fintail irrevocable non-exempt trust f/b/o child 2 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f22 the shares are held by the 2020 fintail irrevocable non-exempt trust f/b/o child 3 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f23 the shares are held by the 2020 fintail irrevocable gst exempt trust f/b/o child 2 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f24 the shares are held by the 2020 fintail irrevocable non-exempt trust f/b/o child 1 dated 12/29/2020 for which the reporting person's child is the beneficiary.
f25 the shares are held by the 2020 fintail irrevocable gst exempt trust f/b/o child 3 dated 12/29/2020 for which the reporting persons' child is the beneficiary.
f26 the shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on august 19, 2019, subject to the reporting person's continuous service through each such vesting date.

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