Form Type: 4

SEC EDGAR Link
Accession Number:0000950142-21-003194
Date:2021-10-13
Issuer: APOLLO GLOBAL MANAGEMENT, INC. (APO)
Original Submission Date:

Reporting Person:

HARRIS JOSHUA
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-10-13 M 58,545 a $0.00 58,545 indirect f2
CLASS A COMMON STOCK 2021-10-13 S 57,599 d $65.95 946 indirect f2
CLASS A COMMON STOCK 2021-10-13 S 946 d $66.54 0 indirect f2
CLASS A COMMON STOCK 2021-10-14 M 57,995 a $0.00 57,995 indirect f2
CLASS A COMMON STOCK 2021-10-14 S 17,027 d $67.18 40,968 indirect f2
CLASS A COMMON STOCK 2021-10-14 S 40,968 d $67.87 0 indirect f2
CLASS A COMMON STOCK 2021-10-15 M 75,706 a $0.00 75,706 indirect f2
CLASS A COMMON STOCK 2021-10-15 S 73,387 d $67.56 2,319 indirect f2
CLASS A COMMON STOCK 2021-10-15 S 2,319 d $68.13 0 indirect f2
CLASS A COMMON STOCK 2021-10-13 0 $0.00 1,350,000 direct
CLASS A COMMON STOCK 2021-10-13 0 $0.00 1,800,000 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
APOLLO OPERATING GROUP UNIT 0.0 2021-10-13 deemed execution date M 58,545 (d) class a common stock 58,545 $0.00 0 indirect see footnote
APOLLO OPERATING GROUP UNIT 0.0 2021-10-14 deemed execution date M 57,955 (d) class a common stock 57,955 $0.00 0 indirect see footnote
APOLLO OPERATING GROUP UNIT 0.0 2021-10-15 deemed execution date M 75,706 (d) class a common stock 75,706 $0.00 0 indirect see footnote
APOLLO OPERATING GROUP UNIT 0.0 deemed execution date 0 ( ) class a common stock $0.00 34,989,362 indirect see footnote
Footnotes
IDfootnote
f1 each apollo operating group ("aog") unit represents a right to receive one class a share of apollo global management, inc. (the "issuer"), subject to the restrictions and provisions set forth in the agreement among principals, dated july 13, 2007, by and among the reporting person, leon black and marc rowan (the "agreement among principals"), and the seventh amended and restated exchange agreement, dated july 29, 2020, by and among the issuer, ap professional holdings, l.p. and the other parties thereto (the "exchange agreement").
f2 by mjh partners holdings, llc, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $65.4200 to $66.4100, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $66.4300 to $66.6400, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $66.6500 to $67.6400 inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $67.6500 to $68.1000, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $67.0200 to $68.0100, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $68.0200 to $68.5400, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f9 by mjh partners holdings ii llc, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
f10 the aog units were fully vested as of december 31, 2011 and do not expire.
f11 pursuant to instruction 4(c)(iii), this response has been left blank.
f12 by ap professional holdings, l.p. the reporting person is an indirect limited partner in brh holdings, l.p., which holds approximately 91% of the limited partnership interests in ap professional holdings, l.p., the direct holder of the aog units. the aog units indirectly held by the reporting person are the number of aog units that he has a right to receive as an indirect limited partner in brh holdings, l.p., subject to the restrictions and provisions set forth in the agreement among principals and the exchange agreement.

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