Accession Number: | 0001628908-21-000137 |
Date: | 2021-10-18 |
Issuer: | EVOLENT HEALTH, INC. (EVH) |
Original Submission Date: |
WILLIAMS FRANK J
C/O EVOLENT HEALTH, INC.
800 NORTH GLEBE ROAD, SUITE 500
ARLINGTON, VA 22203
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-10-18 | M | 10,000 | a | $3.84 | 617,809 | direct | ||
CLASS A COMMON STOCK | 2021-10-18 | S | 10,000 | d | $30.35 | 607,809 | direct | ||
CLASS A COMMON STOCK | 2021-10-18 | S | 10,000 | d | $30.35 | 597,809 | direct | ||
CLASS A COMMON STOCK | 2021-10-18 | 0 | $0.00 | 66,064 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK OPTION (RIGHT TO BUY) | 3.84 | 2021-10-18 | deemed execution date | M | 10,000 (d) | 2024-04-01 | class a common stock 10,000 | $3.84 | 639,060 | direct |
ID | footnote |
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f1 | the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 11, 2021. |
f2 | includes restricted stock units granted under awards reported on table 1 of form 4s previously filed with the securities and exchange commission. |
f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $29.71 to $30.55, inclusive. the reporting person undertakes to provide to evolent health, inc., any security holder of evolent health, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f4 | shares held of record by the frank williams irrevocable trust. mr. williams serves as the trustee of the frank williams irrevocable trust. |
f5 | the class a common stock options exercised vested on december 1, 2014. |