Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-040976
Date:2021-10-19
Issuer: DUCKHORN PORTFOLIO, INC. (NAPA)
Original Submission Date:

Reporting Person:

O'HARA JAMES L.
1201 DOWDELL LANE
SAINT HELENA, CA 94574

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-10-19 J 73,171 a $0.00 73,171 direct
COMMON STOCK 2021-10-19 G 73,171 d $0.00 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on october 12, 2021, mallard holdco, llc declared a distribution of shares of common stock, to occur in connection with the sale of shares of common stock by mallard holdco, llc, to mr. o'hara, an indirect member of mallard holdco, llc, and other indirect members of mallard holdco, llc. the distribution was declared to facilitate bona fide gifts by mr. o'hara and other indirect members of mallard holdco, llc of such shares of common stock to charitable organizations. the relevant sale and distribution occurred on october 19, 2021.

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