Form Type: 4

SEC EDGAR Link
Accession Number:0001679788-21-000060
Date:2021-10-20
Issuer: COINBASE GLOBAL, INC. (COIN)
Original Submission Date:

Reporting Person:

GREWAL PAUL
C/O COINBASE GLOBAL, INC.
NOT APPLICABLE, DE

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-10-20 M 24,937 a $26.26 28,745 direct
CLASS A COMMON STOCK 2021-10-20 S 620 d $305.62 28,125 direct
CLASS A COMMON STOCK 2021-10-20 S 657 d $307.40 27,468 direct
CLASS A COMMON STOCK 2021-10-20 S 842 d $309.20 26,626 direct
CLASS A COMMON STOCK 2021-10-20 S 616 d $310.75 26,010 direct
CLASS A COMMON STOCK 2021-10-20 S 3,300 d $311.76 22,710 direct
CLASS A COMMON STOCK 2021-10-20 S 5,271 d $312.73 17,439 direct
CLASS A COMMON STOCK 2021-10-20 S 6,085 d $313.79 11,354 direct
CLASS A COMMON STOCK 2021-10-20 S 4,491 d $314.55 6,863 direct
CLASS A COMMON STOCK 2021-10-20 S 2,383 d $315.92 4,480 direct
CLASS A COMMON STOCK 2021-10-20 S 672 d $317.00 3,808 direct
CLASS A COMMON STOCK 2021-10-21 M 24,936 a $26.26 28,744 direct
CLASS A COMMON STOCK 2021-10-21 S 1,099 d $298.93 27,645 direct
CLASS A COMMON STOCK 2021-10-21 S 4,262 d $300.37 23,383 direct
CLASS A COMMON STOCK 2021-10-21 S 3,109 d $301.30 20,274 direct
CLASS A COMMON STOCK 2021-10-21 S 2,247 d $302.04 18,027 direct
CLASS A COMMON STOCK 2021-10-21 S 1,300 d $303.44 16,727 direct
CLASS A COMMON STOCK 2021-10-21 S 2,194 d $304.54 14,533 direct
CLASS A COMMON STOCK 2021-10-21 S 2,220 d $305.53 12,313 direct
CLASS A COMMON STOCK 2021-10-21 S 1,280 d $306.37 11,033 direct
CLASS A COMMON STOCK 2021-10-21 S 675 d $307.69 10,358 direct
CLASS A COMMON STOCK 2021-10-21 S 1,700 d $308.86 8,658 direct
CLASS A COMMON STOCK 2021-10-21 S 1,800 d $309.70 6,858 direct
CLASS A COMMON STOCK 2021-10-21 S 900 d $310.94 5,958 direct
CLASS A COMMON STOCK 2021-10-21 S 300 d $312.35 5,658 direct
CLASS A COMMON STOCK 2021-10-21 S 1,000 d $313.36 4,658 direct
CLASS A COMMON STOCK 2021-10-21 S 150 d $313.99 4,508 direct
CLASS A COMMON STOCK 2021-10-21 S 600 d $315.39 3,908 direct
CLASS A COMMON STOCK 2021-10-21 S 100 d $316.77 3,808 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 26.26 2021-10-20 deemed execution date M 24,937 (d) 2030-09-20 class a common stock 24,937 $26.26 515,231 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 26.26 2021-10-21 deemed execution date M 24,936 (d) 2030-09-20 class a common stock 24,936 $26.26 490,295 direct
Footnotes
IDfootnote
f1 the transactions reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on june 1, 2021, during an open trading window.
f2 represents the weighted average sale price. the lowest price at which shares were sold was $305.17 and the highest price at which shares were sold was $305.75. the reporting person undertakes to provide upon request to the staff of the securities and exchange commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (27) to this form 4.
f3 represents the weighted average sale price. the lowest price at which shares were sold was $307.25 and the highest price at which shares were sold was $307.55.
f4 represents the weighted average sale price. the lowest price at which shares were sold was $308.71 and the highest price at which shares were sold was $309.60.
f5 represents the weighted average sale price. the lowest price at which shares were sold was $310.15 and the highest price at which shares were sold was $311.14.
f6 represents the weighted average sale price. the lowest price at which shares were sold was $311.23 and the highest price at which shares were sold was $312.18.
f7 represents the weighted average sale price. the lowest price at which shares were sold was $312.23 and the highest price at which shares were sold was $313.21.
f8 represents the weighted average sale price. the lowest price at which shares were sold was $313.24 and the highest price at which shares were sold was $314.23.
f9 represents the weighted average sale price. the lowest price at which shares were sold was $314.25 and the highest price at which shares were sold was $315.05.
f10 represents the weighted average sale price. the lowest price at which shares were sold was $315.45 and the highest price at which shares were sold was $316.42.
f11 represents the weighted average sale price. the lowest price at which shares were sold was $316.57 and the highest price at which shares were sold was $317.26.
f12 represents the weighted average sale price. the lowest price at which shares were sold was $298.54 and the highest price at which shares were sold was $299.46.
f13 represents the weighted average sale price. the lowest price at which shares were sold was $299.75 and the highest price at which shares were sold was $300.73.
f14 represents the weighted average sale price. the lowest price at which shares were sold was $300.75 and the highest price at which shares were sold was $301.74.
f15 represents the weighted average sale price. the lowest price at which shares were sold was $301.75 and the highest price at which shares were sold was $302.62.
f16 represents the weighted average sale price. the lowest price at which shares were sold was $302.98 and the highest price at which shares were sold was $303.84.
f17 represents the weighted average sale price. the lowest price at which shares were sold was $303.99 and the highest price at which shares were sold was $304.97.
f18 represents the weighted average sale price. the lowest price at which shares were sold was $305.02 and the highest price at which shares were sold was $305.98.
f19 represents the weighted average sale price. the lowest price at which shares were sold was $306.02 and the highest price at which shares were sold was $307.
f20 represents the weighted average sale price. the lowest price at which shares were sold was $307.29 and the highest price at which shares were sold was $308.14.
f21 represents the weighted average sale price. the lowest price at which shares were sold was $308.29 and the highest price at which shares were sold was $309.28.
f22 represents the weighted average sale price. the lowest price at which shares were sold was $309.34 and the highest price at which shares were sold was $310.23.
f23 represents the weighted average sale price. the lowest price at which shares were sold was $310.45 and the highest price at which shares were sold was $311.17.
f24 represents the weighted average sale price. the lowest price at which shares were sold was $311.75 and the highest price at which shares were sold was $312.65.
f25 represents the weighted average sale price. the lowest price at which shares were sold was $312.82 and the highest price at which shares were sold was $313.52.
f26 represents the weighted average sale price. the lowest price at which shares were sold was $313.91 and the highest price at which shares were sold was $314.16.
f27 represents the weighted average sale price. the lowest price at which shares were sold was $315.15 and the highest price at which shares were sold was $315.92.
f28 the total shares subject to the option is 653,726, of which 3,808 shares were early-exercised. 1/4th of the total shares underlying the option will vest on august 31, 2021 and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on august 31, 2024, subject to the reporting person's continued service to the issuer on each vesting date. the option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
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