Form Type: 4

SEC EDGAR Link
Accession Number:0001137789-21-000107
Date:2021-10-20
Issuer: SEAGATE TECHNOLOGY HOLDINGS PLC (STX)
Original Submission Date:

Reporting Person:

ADAMS MARK
SEAGATE TECHNOLOGY HOLDINGS PLC
47488 KATO ROAD FREMONT, CA 94538

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2021-10-20 M 5,847 a $0.00 5,847 direct
ORDINARY SHARES 2021-10-20 F 2,105 d $80.53 19,285 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED SHARE UNIT 0.0 2021-10-20 deemed execution date M 5,847 (d) ordinary shares 5,847 $0.00 0 direct
RESTRICTED SHARE UNIT 0.0 2021-10-20 deemed execution date A 3,162 (a) ordinary shares 3,162 $0.00 3,162 direct
Footnotes
IDfootnote
f1 on october 20, 2021, the reporting person transferred 3,742 ordinary shares previously owned directly (5,847 ordinary shares vested on october 20, 2021 minus 2,105 ordinary shares withheld to cover tax liabilities) to mark woolsey adams and maureen madden adams, trustees adams family trust dtd 10/27/2000 ("adams family trust dtd 10/27/2000")
f2 these ordinary shares are withheld securities to cover tax liabilities incident to the vesting of restricted share units ("rsus").
f3 all shares previously reported as directly held by the reporting person were transferred following acquisition to the adams family trust dtd 10/27/2000, over which the reporting person serves as co-trustee.
f4 each rsu represents a contingent right to receive one ordinary share of the issuer. the award vested on the date of the annual general meeting of the shareholders of the issuer following the end of the fiscal year ending july 2, 2021.
f5 consists of a grant of rsus awarded to the reporting person under the seagate technology holdings plc 2022 equity incentive plan for no consideration. each rsu represents a contingent right to receive one ordinary share of the issuer. subject to the reporting person's continuous service with the issuer, shares will be released to the reporting person on the earlier of (i) one year from the date of grant and (ii) the date of the next annual general meeting of the shareholders of the issuer following the end of the fiscal year ending on july 1, 2022 provided such annual general meeting is at least fifty (50) weeks after the immediately preceding fiscal year's annual general meeting.
WhaleWisdom Logo

Elevate your investments