Accession Number: | 0001209191-21-061576 |
Date: | 2021-10-21 |
Issuer: | S&W SEED CO (SANW) |
Original Submission Date: |
PANTER DONALD M. JR.
C/O S&W SEED COMPANY
2101 KEN PRATT BLVD., SUITE 201
LONGMONT, CO 80501
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-10-21 | A | 22,005 | a | $0.00 | 64,779 | direct | ||
COMMON STOCK | 2021-10-21 | F | 6,359 | d | $2.73 | 58,420 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the reporting person is reporting the withholding by the issuer of an aggregate of 6,359 shares of common stock that were issued to reporting person pursuant to a stock award granted on october 21, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the stock award. |