Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-061576
Date:2021-10-21
Issuer: S&W SEED CO (SANW)
Original Submission Date:

Reporting Person:

PANTER DONALD M. JR.
C/O S&W SEED COMPANY
2101 KEN PRATT BLVD., SUITE 201 LONGMONT, CO 80501

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-10-21 A 22,005 a $0.00 64,779 direct
COMMON STOCK 2021-10-21 F 6,359 d $2.73 58,420 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person is reporting the withholding by the issuer of an aggregate of 6,359 shares of common stock that were issued to reporting person pursuant to a stock award granted on october 21, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the stock award.
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