Accession Number: | 0001104659-21-130113 |
Date: | 2021-10-22 |
Issuer: | AERSALE CORP (ASLE) |
Original Submission Date: |
FINAZZO NICHOLAS
121 ALHAMBRA PLAZA, SUITE 1700
CORAL GABLES, FL 33134
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-10-22 | C | 403,373 | a | $0.00 | 2,828,886 | indirect | f1 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CONTINGENT EARNOUT SHARES | 0.0 | 2021-10-22 | deemed execution date | C | 403,373 (d) | common stock 403,373 | $0.00 | 0 | indirect | see footnote |
ID | footnote |
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f1 | represents shares of common stock held by enarey, l.p. ("enarey"). mr. finazzo is the sole member and manager of enarey, llc, which is the sole general partner of enarey. accordingly, all of the shares held by enarey may be deemed to be beneficially held by mr. finazzo. |
f2 | represents shares of common stock that may be issued to the reporting person if the closing sale price of common stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to december 22, 2025, pursuant to an "earn out" provision in the amended and restated merger agreement, dated as of september 8, 2020 by and among the issuer, aersale aviation, inc., monocle, monocle merger sub 1 inc., monocle merger sub 2 llc, and leonard green & partners, l.p. the reporting person's right to receive shares pursuant to this earn-out became fixed and irrevocable on december 22, 2020, the effective date of the merger. |