Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-061797
Date:2021-10-25
Issuer: GENTHERM INC (THRM)
Original Submission Date:

Reporting Person:

BARKAS RAFAEL
21680 HAGGERTY ROAD
NORTHVILLE, MI 48167

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-10-25 A 2,108 a $0.00 10,258 direct
COMMON STOCK 2021-10-25 F 603 d $87.41 9,655 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on october 15, 2018, the reporting person was granted performance-based restricted stock units (psus) under the 2013 equity incentive plan. the psus are earned at 0% - 200% of the target grant award based on the issuer's three-year total shareholder return ("tsr") relative to a peer group and vest on the later of the date the compensation committee determines that the psus are earned and the third anniversary of the grant date. on october 15, 2021, the vesting period lapsed, and on october 25, 2021, the compensation committee determined that the psus were earned at the maximum performance level.
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