Accession Number: | 0000927628-21-000300 |
Date: | 2021-11-01 |
Issuer: | CAPITAL ONE FINANCIAL CORP (COF) |
Original Submission Date: |
RASKIND PETER E
1680 CAPITAL ONE DRIVE
MCLEAN, VA 22102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-11-01 | M | 2,716 | a | $45.75 | 28,812 | direct | ||
COMMON STOCK | 2021-11-01 | S | 2,716 | d | $152.33 | 26,096 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS | 45.75 | 2021-11-01 | deemed execution date | M | 2,716 (d) | 2013-01-31 | 2022-01-30 | common stock 2,716 | $45.75 | 0 | direct |
ID | footnote |
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f1 | this transaction was executed pursuant to a trading plan entered into by the reporting person on april 29, 2021, in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended. |