Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-063471
Date:2021-11-04
Issuer: PINNACLE WEST CAPITAL CORP (PNW)
Original Submission Date:

Reporting Person:

GULDNER JEFFREY B.
400 NORTH 5TH STREET
MS 8602 PHOENIX, AZ 85004

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-11-04 A 4,221 a $0.00 26,781 direct
COMMON STOCK 2021-11-04 F 1,877 d $63.60 24,904 direct
COMMON STOCK 2021-11-04 A 782 a $0.00 25,686 direct
COMMON STOCK 2021-11-04 F 348 d $63.60 25,338 direct
COMMON STOCK 2021-11-04 0 $0.00 132 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.
f2 shares retained by the company for the purpose of meeting tax withholding requirements. the recipient retained all other shares.
f3 represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on november 4, 2021.
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