Accession Number: | 0001209191-21-063478 |
Date: | 2021-11-04 |
Issuer: | PINNACLE WEST CAPITAL CORP (PNW) |
Original Submission Date: |
LOCKWOOD BARBARA D
400 NORTH FIFTH STREET
MAIL STATION 8602
PHOENIX, AZ 85004
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-11-04 | A | 1,163 | a | $0.00 | 3,648 | direct | ||
COMMON STOCK | 2021-11-04 | F | 315 | d | $63.60 | 3,333 | direct | ||
COMMON STOCK | 2021-11-04 | A | 215 | a | $0.00 | 3,548 | direct | ||
COMMON STOCK | 2021-11-04 | F | 59 | d | $63.60 | 3,489 | direct | ||
COMMON STOCK | 2021-11-04 | 0 | $0.00 | 4,287 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric. |
f2 | shares retained by the company for the purpose of meeting tax withholding requirements. the recipient retained all other shares. |
f3 | represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on november 4, 2021. |